He also led the CI Investments Policy Team, which included the Chief Privacy Officer and Anti-Money Laundering Officer, to ensure that all applicable requirements were complied with.
Tim formerly served as Director, Special Projects, Regulatory and Policy Affairs at Asante Wealth Management, where he oversaw the effective implementation of key regulatory reforms, including back-office processes, account statements, advisory and client reporting. adjustment was required.
“We are very pleased to welcome Tim to the IIAC team,” the association said. “His knowledge and experience will be an asset to all IIAC stakeholders.”
